Dante Lorenzo Ambrogio

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-29
CT	RA	APPROVED	2013-11-01

TX RA
APPROVED_RES

Since 2018-03-29
CT RA
APPROVED

Since 2013-11-01

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Hartford	CT	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc.

Hartford, CT

Other Businesses

1) Cesare Barbieri Endowment / 300 Summit Street Hartford,CT 06106 / Foundation/ Other NON PROFIT / No Business per se, assist in hosting public lectures in italian arts and academe. / Member of Board of Directors / / Assist in public lectures / Start Date 06/01/2015 /// 2) Vittoria Alessia LLC; Hartford, CT 06103; Investment Property / Rental Property; Private Housing; Investment Rental Property; Proprietor / owner; collect rent. maintain housing.; Start date: 1/1/2024 3) ONE GOLD PERFORMANCE STUDIO LLC, Private Gym (members only) featuring peloton and precor products, collect gym membership fees. hire staff to clean / fix equipment, start date-1/1/2025, Hartford CTUnited States-06103. 4)MAREVA PROPERTIES LLC,HartfordCTUnited States,Real Estate Investment in Massachusetts. Condominium unit with one tenant.Real Estate,Passive investor in MA Real Estate Rental.,Proprietor / owner,Passive Investor. SPouse collects rent and maintains property., Start date -6/1/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-31

S66 Uniform Combined State Law Examination

2013-10-31

Other Names

Dante Ambrogio

View on SEC IAPD