Brendan Douglas Neibergall

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 10/2021
  Wachovia Bank, N.A.
  Rock Hill, SC
• 07/2011 → 11/2016
  Wells Fargo Advisors Llc
  Rock Hill, SC
• 11/2016 → 10/2021
  Wells Fargo Clearing Services, Llc
  Rock Hill, SC
• 03/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 10/2021 → 03/2022
  Unemployed
  Huntersville, NC
• 03/2022 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 04/2022 → Present
  Vanguard Advisers, Inc.
  Charlotte, NY

Previous Registrations

• 2011-08-02 → 2021-11-11
  Wells Fargo Clearing Services, Llc
  Charleston, SC
  Charleston, SC
  Rock Hill, SC
  Charlotte, NC
  Mount Pleasant, SC
  Charleston, SC
  Charleston, SC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2010-08-10 → 2011-07-11
  Edward Jones
  Charlotte, NC
  St Louis, MO
  Salisbury, NC

Exams

• S66 Uniform Combined State Law Examination
  2010-08-06

Other Names

• Brendan Neibergall
• Brendan Douglas Neibergall