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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-04-13
CO RA APPROVED 2021-06-07
MO RA APPROVED 2019-04-29
TX RA APPROVED 2018-03-05
  • IA RA
    APPROVED
    Since 2022-04-13
  • CO RA
    APPROVED
    Since 2021-06-07
  • MO RA
    APPROVED
    Since 2019-04-29
  • TX RA
    APPROVED
    Since 2018-03-05

Branch Locations

15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 06/2010 02/2018
Minnesota Life Insurance Co St Paul MN 06/2010 02/2018
Img Financial Group Houston TX 06/2010 02/2018
Guardian Life Insurance Company Addison TX 03/2018 08/2018
Park Avenue Securities Addison TX 03/2018 08/2018
Guardian Life Insurance Company The Woodlands TX 08/2018 11/2024
Park Avenue Securities The Woodlands TX 08/2018 11/2024
Guardian Life Insurance Company Houston TX 06/2024 Present
Park Avenue Securities Houston TX 06/2024 Present
Guardian Life Insurance Company Addison TX 11/2024 Present
Park Avenue Securities Addison TX 11/2024 Present
  • 06/2010 → 02/2018
    Securian Financial Services Inc
    St Paul, MN
  • 06/2010 → 02/2018
    Minnesota Life Insurance Co
    St Paul, MN
  • 06/2010 → 02/2018
    Img Financial Group
    Houston, TX
  • 03/2018 → 08/2018
    Guardian Life Insurance Company
    Addison, TX
  • 03/2018 → 08/2018
    Park Avenue Securities
    Addison, TX
  • 08/2018 → 11/2024
    Guardian Life Insurance Company
    The Woodlands, TX
  • 08/2018 → 11/2024
    Park Avenue Securities
    The Woodlands, TX
  • 06/2024 → Present
    Guardian Life Insurance Company
    Houston, TX
  • 06/2024 → Present
    Park Avenue Securities
    Houston, TX
  • 11/2024 → Present
    Guardian Life Insurance Company
    Addison, TX
  • 11/2024 → Present
    Park Avenue Securities
    Addison, TX
Previous Registrations
  • 2010-10-18 → 2018-02-28
    Securian Financial Services, Inc.
    Houston, TX
Other Businesses

1) Ash Brokerage and other insurance products other than those offered through Guardian and its subsidiaries, Start date: 07/31/2025, Address: 11214 St Laurent Ln, Houston, TX 77082, 8 total hours per month; 8 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-14
  • S66 Uniform Combined State Law Examination
    2010-10-14

View on SEC IAPD

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