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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-04-13 |
| CO | RA | APPROVED | 2021-06-07 |
| MO | RA | APPROVED | 2019-04-29 |
| TX | RA | APPROVED | 2018-03-05 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 06/2010 | 02/2018 |
| Minnesota Life Insurance Co | St Paul | MN | 06/2010 | 02/2018 |
| Img Financial Group | Houston | TX | 06/2010 | 02/2018 |
| Guardian Life Insurance Company | Addison | TX | 03/2018 | 08/2018 |
| Park Avenue Securities | Addison | TX | 03/2018 | 08/2018 |
| Guardian Life Insurance Company | The Woodlands | TX | 08/2018 | 11/2024 |
| Park Avenue Securities | The Woodlands | TX | 08/2018 | 11/2024 |
| Guardian Life Insurance Company | Houston | TX | 06/2024 | Present |
| Park Avenue Securities | Houston | TX | 06/2024 | Present |
| Guardian Life Insurance Company | Addison | TX | 11/2024 | Present |
| Park Avenue Securities | Addison | TX | 11/2024 | Present |
1) Ash Brokerage and other insurance products other than those offered through Guardian and its subsidiaries, Start date: 07/31/2025, Address: 11214 St Laurent Ln, Houston, TX 77082, 8 total hours per month; 8 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-14 |
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