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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-18
  • TX RA
    APPROVED
    Since 2023-05-18

Branch Locations

209 Main Street, Canadian, TX 79014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Phoenix AZ 06/2010 05/2023
Raymond James Financial Services, Inc. Canadian TX 05/2023 Present
Raymond James Financial Services Advisors, Inc. Canadian TX 05/2023 Present
Previous Registrations
  • 2010-08-18 → 2023-05-20
    Perryton, TX
    Tempe, AZ
    Tempe, AZ
    Canadian, TX
Other Businesses

(1)Name of Business: Address: US Hwy 287, Boise City, OK, 73933, United States Activity Type: Agriculture/Farming Position/Title: Other, Partner Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own stocker cattle with my wife's immediate family. (2)Name of Business: Habit Financial Address: 209 Main St, Canadian, TX, 79014-2212, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/18/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06
Other Names
  • Charlie Leland Mann
  • Charlie Leland Mann
  • Charles Mann

View on SEC IAPD

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