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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-26
MD RA APPROVED 2014-03-28
  • TX RA
    APPROVED
    Since 2018-03-26
  • MD RA
    APPROVED
    Since 2014-03-28

Branch Locations

1020 Cromwell Bridge Rd 2Nd Floor, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Founders Financial Securities, Llc Towson MD 09/2010 Present
Brooks Financial Group Llc Towson MD 04/2014 Present
Other Businesses

1. BROOKS FINANCIAL GROUP (DBA); 1020 CROMWELL BRIDGE RD, TOWSON, MD; START DATE: APRIL 2014; WEALTH MANAGEMENT ADVISOR; 160 HOURS/MONTH; 140 HOURS/MONTH DURING TRADING; WEALTH MANAGEMENT, FINANCIAL SERVICES, AND INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-18
  • S66 Uniform Combined State Law Examination
    2010-12-18
Designations

View on SEC IAPD

Other Firms

Other Investors

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