Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Brookfield WI 01/2013 06/2017
Unemployed Milwaukee WI 07/2017 08/2017
Us Bank Milwaukee WI 09/2017 06/2019
Principal Life Insurance Company Wauwatosa WI 06/2019 03/2020
Principal Financial Group Wauwatosa WI 06/2019 03/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2021 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/2021 Present
Td Ameritrade Mequon WI 03/2020 01/2021
  • 01/2013 → 06/2017
    Fidelity Investments
    Brookfield, WI
  • 07/2017 → 08/2017
    Unemployed
    Milwaukee, WI
  • 09/2017 → 06/2019
    Us Bank
    Milwaukee, WI
  • 06/2019 → 03/2020
    Principal Life Insurance Company
    Wauwatosa, WI
  • 06/2019 → 03/2020
    Principal Financial Group
    Wauwatosa, WI
  • 04/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2021 → Present
    Milwaukee, WI
  • 03/2020 → 01/2021
    Td Ameritrade
    Mequon, WI
Previous Registrations
  • 2020-03-25 → 2021-01-11
    Td Ameritrade Investment Management, Llc
    Mequon, WI
  • 2020-03-25 → 2020-12-31
    Td Ameritrade, Inc.
    Mequon, WI
  • 2019-06-27 → 2020-03-31
    Wauwatosa, WI
  • 2013-01-24 → 2017-07-05
    Brookfield, WI
  • 2010-08-09 → 2012-12-06
    Franklin, WI
    St Louis, MO
    New Berlin, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06
Other Names
  • Matthew M Anderson
  • Matthew Mark Anderson

View on SEC IAPD

More in Milwaukee, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor