John Theodore Surgant

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-07
MO	RA	APPROVED	2019-12-13

TX RA
APPROVED

Since 2020-04-07
MO RA
APPROVED

Since 2019-12-13

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Golds Gym	St. Peters	MO	12/2016	Present
Traveling Overseas	Hobart		12/2015	10/2016
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	06/2017	Present

12/2016 → Present

Golds Gym

St. Peters, MO
12/2015 → 10/2016

Traveling Overseas

Hobart
06/2017 → Present

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

Other Businesses

1. House of Pain; 251 Chesterfield Industrial Blvd, Chesterfield, MO 63005; Health/Fitness; Personal Trainer; Coaching Individuals towards health, performance, and/or aesthetic goals; 05/11/2020; 2 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-12

S66 Uniform Combined State Law Examination

2019-12-12

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews