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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-12 |
| TX | RA | APPROVED_RES | 2025-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lincoln | IL | 04/2013 | Present |
1. 1/28/2015 - RED OAK FINANCIAL, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 01/01/2015 - 172 Hours Per Month/129 Hours During Securities Trading. 2. 12/29/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public. 3. 03/08/2022 - chateaudurenard.com - Not Investment Related - Location/Address: www.chateaudurenard.com - Other-Blog - Started 09/01/2017 - 9 Hours Per Month/0 Hours During Securities Trading - Personal blog where I write about home décor, gardening, style and share recipes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-01 |
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