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Wanying Qiu

Morgan Stanley

Scarsdale, NY

Purchase, NY

New York, NY

CRD 5806631

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-11
TX RA APPROVED_RES 2022-01-11
  • NY RA
    APPROVED
    Since 2022-01-11
  • TX RA
    APPROVED_RES
    Since 2022-01-11

Branch Locations

Scarsdale, NY • United States

2000 Westchester Avenue, Purchase, NY 10577 • United States

750 Seventh Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 08/2012 12/2017
Ubs Hong Kong 01/2018 01/2020
Ubs Financial Services Inc. New York NY 01/2020 11/2021
Morgan Stanley New York NY 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
  • S66 Uniform Combined State Law Examination
    2013-02-01
Other Names
  • Lucy Qiu

View on SEC IAPD

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