Travis Michael Mccloskey

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Atlanta, GA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Atlanta, GA

Previous Registrations

• 2013-02-13 → 2014-10-09
  Raymond James & Associates, Inc.
  Atlanta, GA
• 2010-08-13 → 2013-02-13
  Morgan Keegan & Company, Llc
  Atlanta, GA
• 2009-06-01 → 2010-08-23
  Morgan Stanley
  Atlanta, GA
  Alpharetta, GA
• 2006-05-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA

Other Businesses

MCCLOSKEY AND ASSOCIATES LEGAL NURSE CONSULTING, INC; CANTON, GA; CFO; 100% OWNER WITH SPOUSE; INV-RELATED; START DATE: 11/01/2012; 1 HOUR PER MONTH - 0 DURING TRADING; DUTIES: CFO, HELP COMPILE FINANCIAL DOCUMENTS FOR QUARTERLY AND ANNUAL TAX FILINGS.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-02

Other Names

• Travis M Mccloskey