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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Pittsford | NY | 06/2010 | 10/2024 |
| Northwestern Mutual Investment Services, Llc | Pittsford | NY | 04/2011 | 11/2024 |
| Esl Investment Services, Llc | Rochester | NY | 05/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2016 | 10/2024 |
| Massmutual Life Insurance Company | Rochester | NY | 10/2024 | 01/2026 |
| Mml Investors Services Llc | Rochester | NY | 11/2024 | 01/2026 |
| Esl Federal Credit Union | Rochester | NY | 04/2026 | Present |
| Lpl Financial | Rochester | NY | 05/2026 | Present |
| Unemployed | Caledonia | NY | 02/2026 | 04/2026 |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name ESL Investment Services (RR# V1FA) - Inv Rel - At Reported Business Location (s) - 05/2026 2. 05/2026 - ESL Federal Credit Union - Financial Institution Duty - Inv Rel - Rochester NY 14612 - 80 Hrs/Mth - 04 Hrs During Trading - OBA start date: 04/27/2026 3. 05/2026 - ESL Investment Services - Non-Variable Insurance - Inv Rel - Rochester NY 14604 - 20 Hrs/Mth - 01 Hrs During Trading - OBA start date: 04/28/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-14 |
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