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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-08-01
  • FL RA
    APPROVED
    Since 2017-08-01

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Tampa FL 07/2010 11/2016
Pwc Tampa FL 11/2016 03/2017
Say Anything Tampa FL 03/2017 07/2017
Raymond James & Associates, Inc St Petersburg FL 07/2017 Present
  • 07/2010 → 11/2016
    Ubs Financial Services
    Tampa, FL
  • 11/2016 → 03/2017
    Pwc
    Tampa, FL
  • 03/2017 → 07/2017
    Say Anything
    Tampa, FL
  • 07/2017 → Present
    St Petersburg, FL
Previous Registrations
Other Businesses

(1) Name of Business: DRUMSQUESTIONMARK LLC Address: 13704 Halliford Drive, Tampa, FL, 33624, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I act as co-owner and co-host for a weekly podcast strictly focused on drums and music, featuring guest musicians.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-06
  • S66 Uniform Combined State Law Examination
    2015-02-06

View on SEC IAPD

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