Thomas Xavier Lequerica

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 11/2016 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I*3639290 Entity Type: HOA, Co-Op, Freehold Name of OBA: XX majorca condominum Address: coral gables, Florida, 33134 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/10/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Board of Director condo where i reside vote and advise on condo HOA

Exams

• S66 Uniform Combined State Law Examination
  2017-01-23

Other Names

• Thomas X Lequerica