Brendan Lawrence Collins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
CA	RA	APPROVED	2013-04-24

TX RA
APPROVED

Since 2025-01-02
CA RA
APPROVED

Since 2013-04-24

Branch Locations

300 Spectrum Center Dr Ste 920, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Costa Mesa	CA	04/2013	Present

04/2013 → Present

Lpl Financial

Costa Mesa, CA

Previous Registrations

2010-10-07 → 2012-11-16

Morgan Stanley

Irvine, CA

Other Businesses

(1) 05/02/13 - DBA ONLY - FREHNER WEALTH MANGAMENT - COSTA MESA, CA 2). 05/24/2019 - Frehner Wealth Management - DBA:FWM Client Choice - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:05/14/2019 - 2 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-30

S66 Uniform Combined State Law Examination

2010-08-30

Designations

Chartered Financial Analyst

View on SEC IAPD