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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-25
FL RA APPROVED 2016-05-19
  • TX RA
    APPROVED
    Since 2017-01-25
  • FL RA
    APPROVED
    Since 2016-05-19

Branch Locations

Tampa, FL • United States

1619 W Gulf To Lake Hwy, Lecanto, FL 34461 • United States

28059 Us Highway 19 N Ste 206, Clearwater, FL 33761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Palm Harbor FL 10/2014 03/2020
Ameriprise Financial Services, Llc Clearwater FL 03/2020 Present
Other Businesses

Business Ownership; Vision Set LLC; Administration, management, and organization of business; co-ceo; Administrative; 2605 Enterprise Rd. East Suite 300, , clearwater, FL, 33759; Investment-Related; 10/25/2021; 1 to 9 hours per month; 0 during trading hours / Kodiak54 LLC; Co-owner; Manage Ameriprise Business; 2605 enterprise rd east, ste 300, clearwater Fl 33, , clearwater, FL, 33759; Investment-Related; 07/23/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-29
S63 Uniform Securities Agent State Law Examination 2012-10-08
  • S65 Uniform Investment Adviser Law Examination
    2016-01-29
  • S63 Uniform Securities Agent State Law Examination
    2012-10-08

View on SEC IAPD

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