Leila Ann Castaneda

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 05/2018
  Ubs
  New York, NY
• 03/2025 → Present
  Rbc Capital Markets, Llc
  La Jolla, CA
• 06/2018 → 02/2025
  Rincon Technology, Inc
  Santa Barbara, CA

Previous Registrations

• 2015-01-15 → 2018-06-11
  Ubs Financial Services Inc.
  Scottsdale, AZ
  New York, NY
  San Diego, CA

Other Businesses

1) NAME OF ENTITY: SCREEN FREE KIDS ADDRESS: 2108 N ST STE N Sacramento CA 95816 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Nov 04, 2024 CAPACITY: Other DUTIES: I am the founder taking on a the role of Director and Chief Executive Officer of the company leading hikes, speaking engagements, and other hands-on events to educate parents on the effects of screen time and children in the community. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2025-10-22

Other Names

• Leila Castaneda