John Raymond Fessler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Haddon Township, NJ
• 11/2016 → 05/2020
  Wells Fargo Clearing Services, Llc
  Haddon Township, NJ
• 05/2020 → Present
  Lpl Financial Llc
  Marlton, NJ

Previous Registrations

• 2014-10-06 → 2020-05-21
  Wells Fargo Clearing Services, Llc
  Haddon Township, NJ
  Medford, NJ
  Atco, NJ
  Stratford, NJ
  Clementon, NJ

Other Businesses

1)04/15/2020 - Claritas Financial Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2020 - 160 hr/mth 2)04/15/2020 - Real Estate Rental - landlord - inv rel - Cherry Hill, NJ - start: 08/2017 - 4 hr/mth 3) 09/30/2022 - Capitas Financial - Investment Related - 225 Friend Street, Suite 600 Boston, MA 02114 - Non-Variable Insurance - Start Date: 09/14/2022 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-03

Other Names

• John R Fessler