Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| CA | RA | APPROVED | 2017-06-16 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rim Securities | San Francisco | CA | 09/2015 | 04/2017 |
| Morgan Stanley | San Francisco | CA | 05/2017 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2020 | Present |
*519313- De La Salle High School; Investment related-No; Concord, California; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 6
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-28 |
Reach out to this advisor