Mary Ann J Roberts

Palm Beach Gardens, FL

CRD 5805413

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-07
FL	RA	APPROVED	2021-07-28

TX RA
APPROVED_RES

Since 2025-01-07
FL RA
APPROVED

Since 2021-07-28

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Llc	Toronto		05/2014	07/2021
Morgan Stanley Canada Ltd	Toronto		05/2014	07/2021
Morgan Stanley	Palm Beach Gardens	FL	07/2021	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2021	Present

05/2014 → 07/2021

Morgan Stanley & Co. Llc

Toronto
05/2014 → 07/2021

Morgan Stanley Canada Ltd

Toronto
07/2021 → Present

Morgan Stanley

Palm Beach Gardens, FL
09/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-05
S63	Uniform Securities Agent State Law Examination	2020-10-27

S65 Uniform Investment Adviser Law Examination

2021-04-05
S63 Uniform Securities Agent State Law Examination

2020-10-27

View on SEC IAPD

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