Edward Lee

Current Employers

Generation Wealth Management

31 Cary Rd, Great Neck, NY 11021 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-16
NJ	RA	APPROVED	2020-02-04

NY RA
APPROVED

Since 2021-11-16
NJ RA
APPROVED

Since 2020-02-04

Branch Locations

31 Cary Rd, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Generation Wealth Management, Llc	New York	NY	12/2016	Present
Generation Wealth Management, Llc	New York	NY	08/2016	Present
Sole Proprietor	New York	NY	12/2016	Present

12/2016 → Present

Generation Wealth Management, Llc

New York, NY
08/2016 → Present

Generation Wealth Management, Llc

New York, NY
12/2016 → Present

Sole Proprietor

New York, NY

Previous Registrations

2017-01-25 → 2019-12-31

Generation Wealth Management

Great Neck, NY
2013-11-01 → 2016-08-02

Ameriprise Financial Services, Llc

Parsippany, NJ
2013-04-25 → 2013-11-05

Mml Investors Services, Llc

Warren, NJ

Other Businesses

SOLE PROPRIETOR, EDWARD LEE; INVESTMENT RELATED; NEW YORK, NY; INSURANCE SERVICES AND PRODUCTS; INSURANCE AGENT; 12/2016; 10 HOURS/MONTH AND 10 HOURS/MONTH DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-30
S63	Uniform Securities Agent State Law Examination	2010-08-25

S65 Uniform Investment Adviser Law Examination

2013-03-30
S63 Uniform Securities Agent State Law Examination

2010-08-25

View on SEC IAPD