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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-29 |
| MN | RA | APPROVED | 2025-03-07 |
Branch Locations
753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 05/2018 | 09/2021 |
| Wedding Shoppe Inc | St. Paul | MN | 02/2015 | 05/2018 |
| Bath And Body Works | Woodbury | MN | 11/2013 | 09/2021 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 09/2021 | 06/2022 |
| Ameriprise Financial Services, Llc | Minneapolis, | MN | 06/2022 | 11/2022 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 11/2022 | 01/2025 |
| Ameriprise Financial Services, Llc | Roseville | MN | 02/2025 | Present |
Board of Directors; Ramsey Square Condominiums Board Association; Condo Association Board Member; 2710 Dale St. N, , Roseville, MN, 55113; Investment-Related; 09/08/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; GrabPoints.com; The activities I would be involved in would consist of taking online surveys and testing websites; none of the surveys or websites would be financial or banking related - if they are financial or banking related, I would have the option to opt out and would do so.; 33 Canton Road, , Tsim Sha Tsui, Kowloon, , HKG; Not Investment-Related; 06/30/2025; 10 to 19 hours per month; 0 during trading hours / Respondent; The activities I would be involved in would consist of participating in testing and surveys for various research projects none of the surveys or websites would be financial or banking related - if they are financial or banking related, I would have the option to opt out and would do so.; 1280 Lexington Ave, , New York, NY, 10028; Not Investment-Related; 06/30/2025; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-06 |
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