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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-29
MN RA APPROVED 2025-03-07
  • TX RA
    APPROVED
    Since 2026-06-29
  • MN RA
    APPROVED
    Since 2025-03-07

Branch Locations

Roseville, MN • United States

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 05/2018 09/2021
Wedding Shoppe Inc St. Paul MN 02/2015 05/2018
Bath And Body Works Woodbury MN 11/2013 09/2021
American Enterprise Investment Services Inc. Minneapolis MN 09/2021 06/2022
Ameriprise Financial Services, Llc Minneapolis, MN 06/2022 11/2022
American Enterprise Investment Services Inc. Minneapolis MN 11/2022 01/2025
Ameriprise Financial Services, Llc Roseville MN 02/2025 Present
  • 05/2018 → 09/2021
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 02/2015 → 05/2018
    Wedding Shoppe Inc
    St. Paul, MN
  • 11/2013 → 09/2021
    Bath And Body Works
    Woodbury, MN
  • 09/2021 → 06/2022
    American Enterprise Investment Services Inc.
    Minneapolis, MN
  • 06/2022 → 11/2022
    Minneapolis,, MN
  • 11/2022 → 01/2025
    American Enterprise Investment Services Inc.
    Minneapolis, MN
  • 02/2025 → Present
    Roseville, MN
Other Businesses

Board of Directors; Ramsey Square Condominiums Board Association; Condo Association Board Member; 2710 Dale St. N, , Roseville, MN, 55113; Investment-Related; 09/08/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; GrabPoints.com; The activities I would be involved in would consist of taking online surveys and testing websites; none of the surveys or websites would be financial or banking related - if they are financial or banking related, I would have the option to opt out and would do so.; 33 Canton Road, , Tsim Sha Tsui, Kowloon, , HKG; Not Investment-Related; 06/30/2025; 10 to 19 hours per month; 0 during trading hours / Respondent; The activities I would be involved in would consist of participating in testing and surveys for various research projects none of the surveys or websites would be financial or banking related - if they are financial or banking related, I would have the option to opt out and would do so.; 1280 Lexington Ave, , New York, NY, 10028; Not Investment-Related; 06/30/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
S63 Uniform Securities Agent State Law Examination 2018-12-06
  • S66 Uniform Combined State Law Examination
    2025-02-24
  • S63 Uniform Securities Agent State Law Examination
    2018-12-06
Other Names
  • Nicollet Regina Buchmayer

View on SEC IAPD

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