Annamalai Ramaswamy

Current Employers

Employment History

• 04/2001 → 04/2017
  Goldman, Sachs & Co.
  New York, NY
• 11/2017 → 08/2024
  Neuberger Berman Bd Llc
  New York, NY
• 05/2017 → 10/2017
  Travel
  New York, NY
• 01/2026 → Present
  Rose Capital Advisors, Llc
  Miami Beach, FL
• 06/2024 → Present
  Investapeak, Llc
  New York, NY
• 07/2025 → Present
  Banyan Bridge Consulting Llc
  New York, NY
• 03/2026 → Present
  Saxony Securities, Inc
  St. Louis, MO
• 07/2025 → Present
  Banyan Bridge Technology
  New York, NY

Previous Registrations

• 2018-05-07 → 2024-08-07
  Neuberger Berman Bd Llc
  New York, NY

Other Businesses

1) Rose Capital Advisors, LLC; DBA for Investment-Related Activity ?1/2026 Rose Capital Advisors, LLC; Investment Advisory Firm; Investment Consultant/Investment Adviser Representative; Investment Related; New York, NY 33139; 10 hrs during trading hrs/month; Member of the investment committee ?3/2026 Saxony Securities, Inc; Broker Dealer; Registered Representative; Investment Related; New York, NY 33139; 0-1 hrs/month; 0-1 during trading hrs/month; traditional non-advisory client trading and non-fee based, long term structured investment ?07/2025 Banyan Bridge LLC; Holding company for Banyan Bridge group of companies; Founder; Non Investment Related; 21, South End Ave, PH2T, NY, NY 10280; 20 Hours/Month; 0 Hours During trading hours; ; Holding company for Banyan Bridge companies focused on providing AI solutions and fractional support to asset/wealth managers ?07/2025 Banyan Bridge Consulting, LLC; Consultant for wealth management firms; Founder/ Consultant; Non Investment Related; 21, South End Ave, PH2T, NY, NY 10280; 100 Hours During trading hours/month; Consulting services related to AI utilization in asset/wealth management ?7/2025 Banyan Bridge Technology; Technology solutions; Founder; Non-Investment Related; 21, South End Ave, PH2T, NY, NY 10280; 100 hours per month during trading; Provides AI solutions to wealth management firms. ?6/2024 Investapeak LLC; Real Estate/Personal Investment Firm; Founder; Investment Related; 21, South End Ave, PH2T, NY, NY 10280; 1 Hours/Month; 0 Hours During trading hours; entity for purposes of personal investment and real estate ventures

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-03
• S63 Uniform Securities Agent State Law Examination
  2010-09-02

Other Names

• Ram Ramaswamy
• Annamalai Ramaswamy