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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 07/2013 | 01/2018 |
| Planto Roe Financial Services, Inc | St Paul | MN | 07/2013 | 01/2018 |
| Securian Financial Services, Inc | St Paul | MN | 07/2013 | 01/2018 |
| Broadway Wealth Solutions, Inc. | San Antonio | TX | 01/2018 | 10/2018 |
| Frontier Investment Management Co | San Antonio | TX | 11/2018 | 01/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 04/2019 | 03/2024 |
| Lpl Financial Llc | San Antonio | TX | 03/2024 | Present |
| River City Fcu | San Antonio | TX | 03/2024 | Present |
1 ) 03/2024 - River City Investment Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-13 |
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