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Diana M Marquez

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-01
  • FL RA
    APPROVED
    Since 2021-11-01

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Miami FL 06/2010 09/2021
Jpmorgan Chase Bank Na Miami FL 09/2021 Present
Jpmorgan Securities Llc Miami FL 09/2021 Present
  • 06/2010 → 09/2021
    Citigroup
    Miami, FL
  • 09/2021 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 09/2021 → Present
    Jpmorgan Securities Llc
    Miami, FL
Previous Registrations
  • 2011-11-22 → 2021-09-17
    Citigroup Global Markets Inc.
    Miami, FL
    New York, NY
    Miami, FL
    New York, NY
    New York, NY
    Stamford, CT
    Miami, FL
    New York, NY
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-19
  • S66 Uniform Combined State Law Examination
    2011-11-19
Other Names
  • Diana Maria Marquez Fernandez
  • Diana M Marquez
  • Diana Maria Marquez

View on SEC IAPD

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