Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-02
FL RA APPROVED 2013-04-10
  • TX RA
    APPROVED_RES
    Since 2018-05-02
  • FL RA
    APPROVED
    Since 2013-04-10

Branch Locations

245 Riverside Avenue Suite 500, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Jacksonville FL 06/2011 Present
  • 06/2011 → Present
    Raymond James & Associates
    Jacksonville, FL
Other Businesses

Name of Business : The Arc of Jacksonville Address: Jacksonville, FL Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Board member for the Arc of Jacksonville

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-08
S63 Uniform Securities Agent State Law Examination 2011-12-01
  • S65 Uniform Investment Adviser Law Examination
    2013-04-08
  • S63 Uniform Securities Agent State Law Examination
    2011-12-01
Other Names
  • Katharyn Smith Woods

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor