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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-15
  • CA RA
    APPROVED
    Since 2024-07-15

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

937 Tahoe Boulevard Suite 201, Incline Village, NV 89451 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 03/2016 Present
Previous Registrations
Other Businesses

1) Young Audiences of Maryland / 2600 N. Howard Street Suite 1300 Baltimore,Maryland 21218 / Other/ Education / Member of the Board of Directors / Member of Board of directors / / I will be a general board member. I will be responsible with my peers for helping the Executive Director set and execute the strategic direction. I will be consulted for ideas on how to address different challenges the organization faces. / Start Date 6/3/2019/ Non-profit Organization / 2) NAME OF OTHER BUSINESS: Pan Peru/ INVESTMENT RELATED?: No / ADDRESS: 12132 MANOR WALK DR, Glen Allen, VA / NATURE OF THE BUSINESS: The purpose of Pan Peru USA is to empower low-income women in rural Peru through entrepreneurship. Our knitting entrepreneurs receive 100% of the profits from their artwork and are involved in making business decisions. We started with 1 female entrepreneur, today we empower 75 women entrepreneurs. We have trained them in product design, ideation, and design thinking. / POSITION: Board of Directors / DUTIES: Advise on strategic planning, ideas for fundraising, and create awareness for the organization / START DATE: 8-29-2022 / HOURS DEVOTED TO BUSINESS:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-24
  • S66 Uniform Combined State Law Examination
    2011-10-24
Other Names
  • Emily Gordon De La Reguera

View on SEC IAPD

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