Emily Gordon De La Reguera

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ

Previous Registrations

• 2014-12-19 → 2016-02-23
  Blackrock Investment Management, Llc
  New York, NY
  Princeton, NJ
• 2011-10-26 → 2014-11-24
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ

Other Businesses

1) Young Audiences of Maryland / 2600 N. Howard Street Suite 1300 Baltimore,Maryland 21218 / Other/ Education / Member of the Board of Directors / Member of Board of directors / / I will be a general board member. I will be responsible with my peers for helping the Executive Director set and execute the strategic direction. I will be consulted for ideas on how to address different challenges the organization faces. / Start Date 6/3/2019/ Non-profit Organization / 2) NAME OF OTHER BUSINESS: Pan Peru/ INVESTMENT RELATED?: No / ADDRESS: 12132 MANOR WALK DR, Glen Allen, VA / NATURE OF THE BUSINESS: The purpose of Pan Peru USA is to empower low-income women in rural Peru through entrepreneurship. Our knitting entrepreneurs receive 100% of the profits from their artwork and are involved in making business decisions. We started with 1 female entrepreneur, today we empower 75 women entrepreneurs. We have trained them in product design, ideation, and design thinking. / POSITION: Board of Directors / DUTIES: Advise on strategic planning, ideas for fundraising, and create awareness for the organization / START DATE: 8-29-2022 / HOURS DEVOTED TO BUSINESS:

Exams

• S66 Uniform Combined State Law Examination
  2011-10-24

Other Names

• Emily Gordon De La Reguera