Raymond Sung Jong Lee

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Northwestern Mutual Investment Services, Llc
  Chicago, IL
• 07/2010 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. RENTAL REAL ESTATE, INVESTMENT-RELATED, 318 W. MINER #3B ARLINGTON HEIGHTS IL, 248 MERIBEL SCHAUMBURG IL, 1255 S. STATE #1202 CHICAGO IL, INVESTMENT PROPERTY, LANDLORD, START NOVEMBER 2002, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING. 3. Rental real estate. 2352 W. Shakespeare 2b, Chicago, IL 60647. 100% owner/landlord. Start date 8/1/15, up to 5 hours per month, investment related. 4. OWNER, SW SYNERGY, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 03/05/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, KOREAN GIRL DAD, LLC, LEGAL ENTITY, START DATE: 3/5/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-10
• S63 Uniform Securities Agent State Law Examination
  2011-02-18