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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-12
TX RA APPROVED_RES 2026-01-12
  • MN RA
    APPROVED
    Since 2026-01-12
  • TX RA
    APPROVED_RES
    Since 2026-01-12

Branch Locations

509 3Rd St, Jackson, MN 56143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Spirit Lake IA 07/2012 02/2018
Lpl Financial Llc Jackson MN 02/2018 01/2026
Raymond James Financial Services Inc. Jackson MN 01/2026 Present
Raymond James Financial Services Advisors Inc. Jackson MN 01/2026 Present
Bank Midwest Jackson MN 06/2012 Present
Previous Registrations
  • 2018-02-14 → 2026-01-13
    Jackson, MN
    Okoboji, IA
    Lakefield, MN
  • 2012-07-10 → 2018-02-14
    Sii Investments, Inc.
    Spirit Lake, IA
    Sioux Falls, SD
    Jackson, MN
    Okoboji, IA
Other Businesses

(1)Name of Business: Midwest Wealth Group Address: 509 3rd St, Jackson, MN, 56143-1610, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/12/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: VP Wealth Management\nProgram manager of wealth program for Bank Midwest (2)Name of Business: Notary Public Commission Address: 509 3rd St, Jackson, MN, 56143-1610, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 07/31/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Hold the notary staff that I can use for business purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-13
S63 Uniform Securities Agent State Law Examination 2007-08-03
  • S66 Uniform Combined State Law Examination
    2011-12-13
  • S63 Uniform Securities Agent State Law Examination
    2007-08-03
Other Names
  • Brittany K Schroeder
  • Brittany K Schroeder
  • Brittany K Koch

View on SEC IAPD

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