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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED_RES | 2026-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Spirit Lake | IA | 07/2012 | 02/2018 |
| Lpl Financial Llc | Jackson | MN | 02/2018 | 01/2026 |
| Raymond James Financial Services Inc. | Jackson | MN | 01/2026 | Present |
| Raymond James Financial Services Advisors Inc. | Jackson | MN | 01/2026 | Present |
| Bank Midwest | Jackson | MN | 06/2012 | Present |
(1)Name of Business: Midwest Wealth Group Address: 509 3rd St, Jackson, MN, 56143-1610, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/12/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: VP Wealth Management\nProgram manager of wealth program for Bank Midwest (2)Name of Business: Notary Public Commission Address: 509 3rd St, Jackson, MN, 56143-1610, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 07/31/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Hold the notary staff that I can use for business purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-03 |
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