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Inactive

Ryan W Cole

Bailard, Inc.

Foster City, CA

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Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-05
  • CA RA
    APPROVED
    Since 2024-01-05

Branch Locations

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailard, Inc. San Mateo CA 01/2013 03/2021
Bailard Fund Services Foster City CA 02/2014 06/2018
Bailard, Inc. Foster City CA 04/2021 12/2021
Morgan Stanley Smith Barney Llc Menlo Park CA 01/2022 12/2023
Bailard, Inc. Foster City CA 12/2023 Present
  • 01/2013 → 03/2021
    Bailard, Inc.
    San Mateo, CA
  • 02/2014 → 06/2018
    Bailard Fund Services
    Foster City, CA
  • 04/2021 → 12/2021
    Bailard, Inc.
    Foster City, CA
  • 01/2022 → 12/2023
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
  • 12/2023 → Present
    Bailard, Inc.
    Foster City, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-18
S66 Uniform Combined State Law Examination 2013-09-06
  • S63 Uniform Securities Agent State Law Examination
    2022-05-18
  • S66 Uniform Combined State Law Examination
    2013-09-06
Designations
Other Names
  • Ryan William Cole

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

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DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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