Jeffrey Rodgers Flaherty

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  N423Dm Llc
  Phoenix, AZ
• 11/2013 → Present
  Vb30 Llc
  Phoenix, AZ
• 04/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
• 03/2016 → 02/2017
  Renue Properties Arizona
  Scottsdale, AZ
• 04/2017 → Present
  Bank Of America, Na
  Phoenix, AZ

Other Businesses

I*1943278 Entity Type: For Prof Name of OBA: N3145Q LLC Address: Cave Creek, Arizona 85331 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 08/02/2024 No Hours: 0 No Hours during trading: 0 Duties: Asset protection entity owning an aircraft I*4842294, Entity Type: , Name of OBA: Central Arizona Estate Planning Council, Address: Scottsdale, Arizona, 85251, Investment Related: N, Position, Title, Association: ["Director"], Employee Start Date: 07/07/2026, No Hours: 16 Yearly, No Hours during Trading: 2 Yearly, Duties: Regular attendance of events and board meetings My responsibility/obligation would only be the participation in reviewing membership applications. Aside from that, it's really just attending board meetings (one over the summer during business hours, and one per month Oct-May (outside of business hours) Networking within the estate planning community

Exams

• S66 Uniform Combined State Law Examination
  2017-06-26
• S63 Uniform Securities Agent State Law Examination
  2010-07-12

Other Names

• Jeffrey R Flaherty
• Jeffrey Flaherty