Esteban Yepes

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 02/2021
  Horace Mann Insurance
  Springfield, IL
• 09/2014 → 02/2021
  Horace Mann Investors, Inc.
  Springfield, IL
• 02/2021 → 05/2022
  Wells Fargo Bank, Na
  Winter Park, FL
• 02/2021 → 05/2022
  Wells Fargo Clearing Services, Llc
  Winter Park, FL
• 12/2024 → Present
  Lincoln Investment
  Fort Washington, PA
• 05/2022 → 08/2024
  Unemployed
  Orlando, FL
• 08/2024 → Present
  Sky Light Roofing
  Orlando, FL

Previous Registrations

• 2021-04-30 → 2022-06-23
  Wells Fargo Clearing Services, Llc
  Winter Park, FL
  Orlando, FL
  Orlando, FL

Other Businesses

FEI AND GAC WEALTH MANAGEMENT POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2024 ADDRESS: 2660 Stonewood Park Loop, Land O Lakes FL 34638, United States DESCRIPTION: P&C and life insurance sales YEPES INSURANCE LLC POSITION: Owner NATURE: Tax/Accounting Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/14/2014 ADDRESS: 8407 Willow Tree Court, Orlando FL 32836, United States DESCRIPTION: Flow through entity for tax purposes SKY LIGHT ROOFING POSITION: Senior Commercial Account Manager NATURE: Construction - Roofing/Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/13/2024 ADDRESS: 6105 E Colonial Dr, Orlando FL 32807, United States DESCRIPTION: Business development and sales ESTEBAN YEPES POSITION: Reseller NATURE: Retail INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: 8407 Willow Tree Court, Orlando FL 32836, United States DESCRIPTION: Reselling concert and game tickets to friends and family YEPES HOME SERVICES LLC POSITION: Owner, manager, member NATURE: Tax/Accounting Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2025 ADDRESS: 8407 Willow Tree Court, Orlando FL 32836, United States DESCRIPTION: Flow through entity for tax purposes.

Exams

• S66 Uniform Combined State Law Examination
  2021-04-29
• S63 Uniform Securities Agent State Law Examination
  2010-08-17