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Christopher Aaron Johnson

Bretwood Capital Partners, LLC

Birmingham, AL

Altlanta, GA

CRD 5803313

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Employer firm

Bretwood Capital Partners, LLC CRD 136628

$28.2M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Bretwood Capital Partners, Llc

3340 Peachtree Rd, Ne Suite 2615, Altlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-12-22
  • AL RA
    APPROVED
    Since 2023-12-22

Branch Locations

Birmingham, AL • United States

3340 Peachtree Rd, Ne Suite 2615, Altlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee & Leach Birmingham AL 06/2010 Present
Stifel, Nicolaus & Company, Incorporated Birmingham AL 06/2015 Present
Bretwood Capital Partners, Llc Atlanta GA 12/2020 Present
  • 06/2010 → Present
    Sterne Agee & Leach
    Birmingham, AL
  • 06/2015 → Present
    Stifel, Nicolaus & Company, Incorporated
    Birmingham, AL
  • 12/2020 → Present
    Atlanta, GA
Other Businesses

1. Birmingham Airport Authority; 5900 Messer Airport Highway Birmingham AL 35212; Member of the Airport Authority Board of Directors; The Authority manages the airport including making policy decision for how it is run, hiring executives to carry out administrative duties and entering into contracts with vendors; affiliation started 09/01/2017; 20.0 hours per month; during securities trading hours; not investment-related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-22
S63 Uniform Securities Agent State Law Examination 2010-12-23
  • S65 Uniform Investment Adviser Law Examination
    2023-12-22
  • S63 Uniform Securities Agent State Law Examination
    2010-12-23

View on SEC IAPD

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