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3340 Peachtree Rd, Ne Suite 2615, Altlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-12-22 |
Branch Locations
Birmingham, AL • United States
3340 Peachtree Rd, Ne Suite 2615, Altlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee & Leach | Birmingham | AL | 06/2010 | Present |
| Stifel, Nicolaus & Company, Incorporated | Birmingham | AL | 06/2015 | Present |
| Bretwood Capital Partners, Llc | Atlanta | GA | 12/2020 | Present |
1. Birmingham Airport Authority; 5900 Messer Airport Highway Birmingham AL 35212; Member of the Airport Authority Board of Directors; The Authority manages the airport including making policy decision for how it is run, hiring executives to carry out administrative duties and entering into contracts with vendors; affiliation started 09/01/2017; 20.0 hours per month; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-23 |
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