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Joshua Andrew Mott

Morgan Stanley

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-15
  • TX RA
    APPROVED
    Since 2017-04-15

Branch Locations

15021 Katy Freeway Suite 650, Houston, TX 77094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Houston TX 01/2013 06/2017
Morgan Stanley Smith Barney Llc Houston TX 06/2017 Present
Morgan Stanley Private Bank, National Association New York NY 07/2017 Present
  • 01/2013 → 06/2017
    Houston, TX
  • 06/2017 → Present
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 07/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-15
S63 Uniform Securities Agent State Law Examination 2016-04-16
  • S66 Uniform Combined State Law Examination
    2017-04-15
  • S63 Uniform Securities Agent State Law Examination
    2016-04-16

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