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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Elk Grove Village | IL | 06/2010 | 06/2017 |
| The Ex Factor Tutoring Service | Glen Ellyn | IL | 02/2008 | 09/2017 |
| J.P. Morgan Securities Llc | Glen Ellyn | IL | 10/2012 | 10/2021 |
| Infinite Instruction | Glen Ellyn | IL | 02/2008 | 09/2017 |
| Jp Morgan Chase Bank Na | Glen Ellyn | IL | 06/2017 | 10/2021 |
| Wintrust Wealth Management | Glen Ellyn | IL | 11/2021 | 01/2025 |
| Lpl Financial Llc | Glen Ellyn | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investment Insurance Agency- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/20/2024- 8 Hours Per Month- 8 Hours During Trading 2. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/20/2024- 160 Hours Per Month- 160 Hours During Trading 3. 01/2025- The Picture Garden Photography- Business Owner- Inv Related- At Glen Ellyn, Illinois- Start date 05/01/2021- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-09 |
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