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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-21 |
| FL | RA | APPROVED | 2019-12-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockledge | FL | 08/2019 | Present |
| Knights Of Columbus | Melbourne | FL | 01/2016 | 06/2019 |
| The Mansion | Melbourne | FL | 05/2019 | 08/2019 |
| Bank Of America, N.A. | Rockledge | FL | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-10 |
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