David Allen Shimokawa

Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2021-09-15
NJ	RA	APPROVED	2021-09-13

NE RA
APPROVED

Since 2021-09-15
NJ RA
APPROVED

Since 2021-09-13

Branch Locations

Elkhorn, NE • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dws Investments Distributors, Inc	Chicago	IL	12/2010	05/2017
Blackrock	Chicago	IL	05/2017	Present
Blackrock Investments, Llc	Chicago	IL	05/2017	Present

12/2010 → 05/2017

Dws Investments Distributors, Inc

Chicago, IL
05/2017 → Present

Blackrock

Chicago, IL
05/2017 → Present

Blackrock Investments, Llc

Chicago, IL

Other Businesses

Happy Hollow Club; Country Club; Board of Directors; Serve on the Board of Directors to guide club business and planning; 1 hour hrs/month; Start Date:01-30-2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-13
S63	Uniform Securities Agent State Law Examination	2010-10-21

S65 Uniform Investment Adviser Law Examination

2021-09-13
S63 Uniform Securities Agent State Law Examination

2010-10-21

View on SEC IAPD