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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | Marietta | GA | 11/2005 | 02/2018 |
| Td Ameritrade, Inc. | Atlanta | GA | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Atlanta | GA | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Atlanta | GA | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Atlanta | GA | 07/2022 | Present |
| Scottrade Investment Management | Saint Louis | MO | 11/2005 | 02/2018 |
Name of Outside Business:Chirag Shah & Jashvantbhai Thakkar; Investment Related:No; Address of Outside Business:Snellville, GA; Nature of Outside Business:Rental Property; Position:partner; Start Date:12/31/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Sublease property to another owner. Collect rent on monthly basis.Name of Outside Business:Thakkar & Shah LLC; Investment Related:No; Address of Outside Business:Snellville, GA; Nature of Outside Business:Rental Property; Position:partner; Start Date:1/1/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: We own property and sub lease it to lessor.Name of Outside Business:Chirag Shah / Jashvantbhai Thakkar; Investment Related:No; Address of Outside Business:Snellville, GA; Nature of Outside Business:Rental Property; Position:Co-owner; Start Date:12/1/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: This is a gas station which is leased and we get monthly rent each month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-06 |
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