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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-03-22
  • GA RA
    APPROVED
    Since 2022-03-22

Branch Locations

3314 Peachtree Road, Atlanta, GA 30326-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Marietta GA 11/2005 02/2018
Td Ameritrade, Inc. Atlanta GA 02/2018 12/2022
Td Ameritrade Investment Management, Llc Atlanta GA 02/2018 12/2022
Charles Schwab & Co., Inc. Atlanta GA 01/2022 Present
Charles Schwab Bank, Ssb Atlanta GA 07/2022 Present
Scottrade Investment Management Saint Louis MO 11/2005 02/2018
  • 11/2005 → 02/2018
    Scottrade, Inc
    Marietta, GA
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Atlanta, GA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Atlanta, GA
  • 01/2022 → Present
    Atlanta, GA
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Atlanta, GA
  • 11/2005 → 02/2018
    Scottrade Investment Management
    Saint Louis, MO
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Atlanta, GA
    Omaha, NE
    Atlanta, GA
  • 2018-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Atlanta, GA
    Duluth, GA
    Omaha, NE
  • 2016-07-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Name of Outside Business:Chirag Shah & Jashvantbhai Thakkar; Investment Related:No; Address of Outside Business:Snellville, GA; Nature of Outside Business:Rental Property; Position:partner; Start Date:12/31/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Sublease property to another owner. Collect rent on monthly basis.Name of Outside Business:Thakkar & Shah LLC; Investment Related:No; Address of Outside Business:Snellville, GA; Nature of Outside Business:Rental Property; Position:partner; Start Date:1/1/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: We own property and sub lease it to lessor.Name of Outside Business:Chirag Shah / Jashvantbhai Thakkar; Investment Related:No; Address of Outside Business:Snellville, GA; Nature of Outside Business:Rental Property; Position:Co-owner; Start Date:12/1/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: This is a gas station which is leased and we get monthly rent each month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Greg Shah

View on SEC IAPD

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