Best Investors Account Sign in
Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-07
  • TX RA
    APPROVED
    Since 2016-09-07

Branch Locations

550 South Mesa Hills Drive Suite A-3, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2011 06/2020
Equitable Advisors, Llc New York NY 03/2011 Present
Other Businesses

1. NOTTINGHAM MANOR HOA; 4618 N. STANTON, EL PASO, TX 79902; BOARD MEMBER-SECRETARY; START DATE 6/1/2018; APPROX. 3 HOURS PER MONTH. 2. ROHA CONSULTING LLC; S CORPORTATION; 550 S MESA HILLS DR, STE A3, EL PASO, TX 79912; OWNER/SOLE MEMBER - SHELL ACCOUNT TO DEPOSIT COMMISSIONS; START DATE 3/15/2022; APPROX. 1 HOUR PER MONTH. 3. HUNT COLLEGE OF BUSINESS ADMINISTRATION ALUMNI NETWORK; 500 WEST UNIVERSITY AVENUE, EL PASO, TX 79968; COMMUNITY OUTREACH COORDINATOR; START DATE 6/4/2024; APPROX. 3 HOURS/MONTH. 4. VARIOUS OUTSIDE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-06
S63 Uniform Securities Agent State Law Examination 2011-06-10
  • S65 Uniform Investment Adviser Law Examination
    2016-09-06
  • S63 Uniform Securities Agent State Law Examination
    2011-06-10
Other Names
  • J Pablo Rosales
  • Jose Rosales
  • Pablo Rosales

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in El Paso, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor