Best Investors Account Sign in

Maxwell James Buckley

J.P. Morgan Securities LLC

Greenwich, CT

CRD 5802615

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
CT RA APPROVED 2022-02-19
  • TX RA
    APPROVED
    Since 2022-11-16
  • CT RA
    APPROVED
    Since 2022-02-19

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenwich CT 12/2021 Present
Jpmorgan Chase Bank, N.A. Greenwich CT 12/2021 Present
Self-Employed Rye NY 08/2014 10/2017
Unemployed Greenwich CT 03/2020 11/2021
Self-Employed Greenwich CT 11/2017 02/2020
  • 12/2021 → Present
    J.P. Morgan Securities Llc
    Greenwich, CT
  • 12/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 08/2014 → 10/2017
    Self-Employed
    Rye, NY
  • 03/2020 → 11/2021
    Unemployed
    Greenwich, CT
  • 11/2017 → 02/2020
    Self-Employed
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
  • S66 Uniform Combined State Law Examination
    2022-02-18
Other Names
  • Max Buckley

View on SEC IAPD

More in Greenwich, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor