Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-22
MD RA APPROVED 2026-07-21
  • TX RA
    APPROVED_RES
    Since 2026-07-22
  • MD RA
    APPROVED
    Since 2026-07-21

Branch Locations

1334 Sulphur Spring Road, Baltimore , MD 21227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Belair MD 11/2013 11/2019
Lpl Financial Llc Catonsville MD 11/2019 07/2026
Raymond James Financial Services, Inc. Baltimore MD 07/2026 Present
Raymond James Financial Services Advisors, Inc. Baltimore MD 07/2026 Present
Previous Registrations
  • 2019-11-12 → 2026-08-05
    Catonsville, MD
    Catonsville, MD
  • 2013-11-07 → 2019-11-18
    Bel Air, MD
  • 2009-03-13 → 2013-12-05
    Baltimore, MD
    Bel Air, MD
  • 2007-01-03 → 2009-03-13
    Ferris, Baker Watts, Llc
    Baltimore, MD
  • 2006-09-08 → 2007-01-03
    Morgan Stanley Dw Inc.
    Baltimore, MD
  • 2006-06-12 → 2006-09-15
    Ferris, Baker Watts, Llc
    Baltimore, MD
Other Businesses

(1)Name of Business: Address: 7 Second Look Lane, Catonsville, MD, 21228, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: DeBoy Wealth Management Address: 7 2nd Look Ln, Catonsville, MD, 21228, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-09
  • S66 Uniform Combined State Law Examination
    2006-06-09
Other Names
  • Steven John Deboy

View on SEC IAPD

More in Baltimore, MD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor