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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-24
TX RA APPROVED 2023-01-30
MN RA APPROVED 2022-05-26
  • FL RA
    APPROVED
    Since 2023-03-24
  • TX RA
    APPROVED
    Since 2023-01-30
  • MN RA
    APPROVED
    Since 2022-05-26

Branch Locations

Eden Prairie, MN • United States

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Htp Sports Academy Apple Valley MN 06/2015 01/2022
Ubs Financial Services Inc. Bloomington MN 05/2018 10/2018
Ubs Financial Services Inc. Bloomington MN 06/2012 05/2018
Ubs Financial Services Inc. Lake Boulevard MN 01/2022 Present
Other Businesses

HTP Sports Academy. No it is not an Investment-related business. 6275 147th Street West #104 Apple Valley, MN 55124 This business is a Sports academy. We train kids in baseball and softball. I am a Co-Owner with 2 other partners. We started the company in June of 2015. I will devote around 100 hours a month which none of those hours will be during security-trading hours. While I am there I am an instructor, coach and trainer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-26
  • S66 Uniform Combined State Law Examination
    2022-05-26
Other Names
  • Dylan Thomas

View on SEC IAPD

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