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Frost Investment Services CRD 286129
$3.67B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-25 |
Branch Locations
2950 N Harwood St Suite 100, Dallas, TX 75201 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Rowlett | TX | 08/2015 | 11/2022 |
| Jpmorgan Chase Bank | Rowlett | TX | 08/2015 | 11/2022 |
| Frost Brokerage Services, Inc. | Houston | TX | 12/2022 | Present |
| Frost Brokerage Services, Inc. | Wylie | TX | 12/2022 | Present |
(1) Texas Association of Sports Officials; Not investment related; 1221 West Campbell Road, Suite 141, Richardson, TX 75080; High School Sports; Football Referee; Started 9/2025; Approx. 35hrs/mo.; Not during securities trading hrs.; Referee high school football.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-14 |
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