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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-02
NY RA APPROVED 2021-03-18
  • CT RA
    APPROVED
    Since 2026-01-02
  • NY RA
    APPROVED
    Since 2021-03-18

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc New York NY 09/2013 Present
Other Businesses

1) JSGC Ventures LLC; Investment Related - No; Riverside, CT; Sole Manager; Start Date - 09/2019; Approximately 0 hours per month with 0 hours during securities trading hours; Ownership interest in building. 2) Heflin Foundation - Backup successor member of foundation. Management of the foundation money. Non-investment related. Zero time spent during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-04
S63 Uniform Securities Agent State Law Examination 2006-07-17
  • S66 Uniform Combined State Law Examination
    2009-08-04
  • S63 Uniform Securities Agent State Law Examination
    2006-07-17
Designations

View on SEC IAPD

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