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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-02 |
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | New York | NY | 09/2013 | Present |
1) JSGC Ventures LLC; Investment Related - No; Riverside, CT; Sole Manager; Start Date - 09/2019; Approximately 0 hours per month with 0 hours during securities trading hours; Ownership interest in building. 2) Heflin Foundation - Backup successor member of foundation. Management of the foundation money. Non-investment related. Zero time spent during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-17 |
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