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Sean Patrick Mcgoff

Oneamerica Securities, Inc.

Indianapolis, IN

CRD 5801826

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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-11-05
  • IN RA
    APPROVED
    Since 2014-11-05

Branch Locations

One American Square, Indianapolis, IN 46282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Indianapolis IN 10/2014 Present
Oneamerica Securities Indianapolis IN 11/2014 Present
  • 10/2014 → Present
    American United Life
    Indianapolis, IN
  • 11/2014 → Present
    Oneamerica Securities
    Indianapolis, IN
Previous Registrations
  • 2012-10-30 → 2014-02-19
    Edward Jones
    St Louis, MO
    Naperville, IL
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-29
  • S66 Uniform Combined State Law Examination
    2012-10-29

View on SEC IAPD

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