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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-26 |
Branch Locations
15851 Dallas Parkway Ste 1230, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2010 | Present |
| Northwestern Mutual Investment Services, Llc. | Dallas | TX | 02/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, B&C VACATIONS, LLC, 1756 BLUEBIRD CT, CARROLLTON, , TEXAS, 75010, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 05/21/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGEMENT OF VRBO RENTALS. INVESTMENT RELATED. 3. OWNER, CJC SERVICES, LLC, LEGAL ENTITY, START DATE: 2/21/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, CJC EQUITY HOLDINGS LLC, 2625 ROUND TABLE BLVD, LEWISVILLE, , TEXAS, 75056, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/27/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE REAL ESTATE OWNERHSIP. INVESTMENT RELATED. 5. OWNER, CJC DISTRICT NETWORK OFFICE LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 10/31/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. OWNER, RTA SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-06-20 |
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