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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-26
  • TX RA
    APPROVED
    Since 2014-02-26

Branch Locations

15851 Dallas Parkway Ste 1230, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2010 Present
Northwestern Mutual Investment Services, Llc. Dallas TX 02/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2012 → Present
    Dallas, TX
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, B&C VACATIONS, LLC, 1756 BLUEBIRD CT, CARROLLTON, , TEXAS, 75010, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 05/21/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGEMENT OF VRBO RENTALS. INVESTMENT RELATED. 3. OWNER, CJC SERVICES, LLC, LEGAL ENTITY, START DATE: 2/21/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, CJC EQUITY HOLDINGS LLC, 2625 ROUND TABLE BLVD, LEWISVILLE, , TEXAS, 75056, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/27/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE REAL ESTATE OWNERHSIP. INVESTMENT RELATED. 5. OWNER, CJC DISTRICT NETWORK OFFICE LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 10/31/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. OWNER, RTA SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-20
  • S63 Uniform Securities Agent State Law Examination
    2012-06-20
Designations

View on SEC IAPD

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