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80 East Passaic Avenue, Nutley, NJ 07110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-24 |
| NY | RA | APPROVED | 2021-04-05 |
| NJ | RA | APPROVED | 2020-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2012 | 10/2016 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2012 | 10/2016 |
| Polo Financial Consulting & Tax Services, Llc | Nutley | NJ | 08/2020 | Present |
| Self-Employed Consultant | Nutley | NJ | 10/2016 | 07/2020 |
| Retirement Wealth Management, Llc | Nutley | NJ | 08/2020 | Present |
1)POLO FINANCIAL; INV REL; NUTLEY, NJ; PUBLIC ACCTG/TAX/CONSULT PRACTICE - DBA; OFFICE MANAGER; START DATE 092/202; 10 HRS/MTH DURING SECURITIES TRADING HRS:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-21 |
| S66 | Uniform Combined State Law Examination | 2010-09-02 |
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