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Safe Harbor Fiduciary, LLC CRD 169659
$130M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
700 South Palafox Street Suite 300, Pensacola, FL 32502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-08-11 |
| TX | RA | APPROVED_RES | 2017-03-21 |
| FL | RA | APPROVED | 2015-08-19 |
Branch Locations
700 South Palafox Street Suite 300, Pensacola, FL 32502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Safe Harbor Fiduciary, Llc | Pensacola | FL | 07/2015 | Present |
| Safe Harbor Fiduciary, Llc | Pensacola | FL | 03/2018 | Present |
| Safe Harbor Tax Advisory | Pensacola | FL | 05/2016 | Present |
| Safe Harbor Fiduciary, Llc | Pensacola | FL | 08/2020 | Present |
| Safe Harbor Tax Advisory, Llc | Pensacola | FL | 08/2020 | Present |
| Coastal Equity Management, Llc | Pensacola | FL | 11/2024 | Present |
SAFE HARBOR TAX ADVISORY, LLC; INVESTMENT RELATED; PENSACOLA, FL; INSURANCE PRODUCTS SALES AND SERVICES; INSURANCE AGENT; MAY 2016; APPROXIMATELY 50% OF TIME SPENT ON THIS ACTIVITY. Coastal Equity Management, LLC; INVESTMENT RELATED; PENSACOLA, FL; sub-advisory services to registered Exchange-Traded Funds ("ETFs"); Managing Member/CCO; 11/2024; Hours/mo: 60 during securities trading: 30
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-06 |
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