Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-07-16
TN RA APPROVED 2026-07-16
TX RA APPROVED 2026-06-08
AL RA APPROVED 2026-04-21
  • MS RA
    APPROVED
    Since 2026-07-16
  • TN RA
    APPROVED
    Since 2026-07-16
  • TX RA
    APPROVED
    Since 2026-06-08
  • AL RA
    APPROVED
    Since 2026-04-21

Branch Locations

2600 Panola St, Hernando, MS 38632 • United States

2300 Highway 1 S, Greenville, MS 38701 • United States

Vestavia Hills, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Investment Solutions Goodlettsville TN 07/2013 07/2019
Cetera Investment Services Llc St Cloud MN 07/2013 07/2019
Cetera Investment Advisers Llc Goodlettsville TN 01/2014 07/2019
Concourse Financial Group Securities Inc Birmingham AL 07/2019 02/2025
Raymond James Financial Services, Inc. Vestavia Hills AL 04/2026 Present
Raymond James Financial Services Advisors, Inc. Vestavia Hills AL 04/2026 Present
Unemployment Vestavia Hills AL 02/2025 11/2025
Industry General Consulting Llc Vestavia Hills AL 11/2025 04/2026
  • 07/2013 → 07/2019
    Regions Investment Solutions
    Goodlettsville, TN
  • 07/2013 → 07/2019
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2014 → 07/2019
    Goodlettsville, TN
  • 07/2019 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 04/2026 → Present
    Raymond James Financial Services, Inc.
    Vestavia Hills, AL
  • 04/2026 → Present
    Vestavia Hills, AL
  • 02/2025 → 11/2025
    Unemployment
    Vestavia Hills, AL
  • 11/2025 → 04/2026
    Industry General Consulting Llc
    Vestavia Hills, AL
Previous Registrations
  • 2019-07-22 → 2025-03-03
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Vestavia Hills, AL
    Birmingham, AL
  • 2014-01-21 → 2019-07-09
    Goodlettsville, TN
    Hendersonville, TN
  • 2013-07-12 → 2014-01-21
    Cetera Investment Services Llc
    Hoover, AL
    Goodlettsville, TN
    Goodlettsville, TN
    Hendersonville, TN
    St Cloud, MN
    Nashville, TN
    Franklin, TN
  • 2013-02-13 → 2013-07-05
    Birmingham, AL
  • 2011-08-26 → 2013-02-13
    Morgan Keegan & Company, Llc
    Birmingham, AL
Other Businesses

(1)Name of Business: Address: 1166 Cheval Ln, Vestavia Hills, AL, 35216, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/30/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have very small insurance trails coming in to me personally for disabilty insurance, non-variable life insurance, and maybe a couple non-registered annuity trails.\n (2)Name of Business: Guaranty Bank and Trust Address: Remote Location, Montgomery, AL, 36117, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Investment Advisor/Financial Consultant\n (3)Name of Business: Guaranty Financial Services Address: Remote Location, Montgomery, AL, 36117, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Bank Financial Advisor\n (4)Name of Business: Industry General Consulting, LLC Address: 1166 Cheval Lane, Vestavia Hills, AL, 35216, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own an inactive LLC- Industry General Consulting LLC. No active engagement, LLC remains intact for tax purposes and managing entity owned assets and depreciation schedules.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-25
  • S66 Uniform Combined State Law Examination
    2011-08-25
Designations
  • Certified Financial Planner
Other Names
  • Drew Davenport
  • Michael D Davenport

View on SEC IAPD

More in Hernando, MS

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor