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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-07-16 |
| TN | RA | APPROVED | 2026-07-16 |
| TX | RA | APPROVED | 2026-06-08 |
| AL | RA | APPROVED | 2026-04-21 |
Branch Locations
2600 Panola St, Hernando, MS 38632 • United States
2300 Highway 1 S, Greenville, MS 38701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Investment Solutions | Goodlettsville | TN | 07/2013 | 07/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2013 | 07/2019 |
| Cetera Investment Advisers Llc | Goodlettsville | TN | 01/2014 | 07/2019 |
| Concourse Financial Group Securities Inc | Birmingham | AL | 07/2019 | 02/2025 |
| Raymond James Financial Services, Inc. | Vestavia Hills | AL | 04/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Vestavia Hills | AL | 04/2026 | Present |
| Unemployment | Vestavia Hills | AL | 02/2025 | 11/2025 |
| Industry General Consulting Llc | Vestavia Hills | AL | 11/2025 | 04/2026 |
(1)Name of Business: Address: 1166 Cheval Ln, Vestavia Hills, AL, 35216, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/30/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have very small insurance trails coming in to me personally for disabilty insurance, non-variable life insurance, and maybe a couple non-registered annuity trails.\n (2)Name of Business: Guaranty Bank and Trust Address: Remote Location, Montgomery, AL, 36117, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Investment Advisor/Financial Consultant\n (3)Name of Business: Guaranty Financial Services Address: Remote Location, Montgomery, AL, 36117, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Bank Financial Advisor\n (4)Name of Business: Industry General Consulting, LLC Address: 1166 Cheval Lane, Vestavia Hills, AL, 35216, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own an inactive LLC- Industry General Consulting LLC. No active engagement, LLC remains intact for tax purposes and managing entity owned assets and depreciation schedules.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-25 |
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