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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2017-11-29 |
Branch Locations
125 Brown County Hwy 19 S, Aberdeen, SD 57401 • United States
125 Brown County Hwy 19 S, Aberdeen, SD 57401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Aberdeen | SD | 08/2012 | 11/2017 |
| Lpl Financial Llc | Aberdeen | SD | 11/2017 | Present |
1. 01/05/2024 - Investment Center Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 01/04/2024 - 0 Hrs/Mo. 2. 07/23/2024 - Outside/W-2 Employment - South Dakota Notary Public -Investment Related - At Reported Business Location(s) - Start Date 05/31/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-26 |
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