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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-08
NE RA APPROVED 2010-10-01
  • TX RA
    APPROVED
    Since 2019-05-08
  • NE RA
    APPROVED
    Since 2010-10-01

Branch Locations

21 W 21St St 2Nd Fl, Kearney, NE 68847 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grand Island NE 06/2010 11/2016
Wells Fargo Clearing Services, Llc Grand Island NE 11/2016 Present
Other Businesses

LONG CONSTRUCTION LLC, NOT INV RELATED, HAZARD, NE, 25% OWNER, START: 10/1/2012, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES BOOKKEEPING.;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-27
S63 Uniform Securities Agent State Law Examination 2010-09-13
  • S65 Uniform Investment Adviser Law Examination
    2010-09-27
  • S63 Uniform Securities Agent State Law Examination
    2010-09-13
Other Names
  • Ann Marie Woodman

View on SEC IAPD

Other Firms

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